Physics 728 

Prof. Dale E. Gary
NJIT 
Radiative Transfer
Propagation of Radiation
We have discussed the generation of radiation by considering the volume emissivity, h_{n}, which is the energy per unit time per unit volume per unit frequency bandwidth per sterradian. Note that these units are the same as intensity, except it is per unit volume instead of per unit area. We will now discuss the total emission along a raypath through the plasma (loosely the same as the line of sight).External AbsorptionAlong the raypath, more photons are added from each volume element, but also photons generated in one volume element can be absorbed in the same or another volume element. The increment in intensity, dI, in a volume element can be written as dI = h_{n} dl  k_{n}Idl, (1)where we introduce the absorption coefficient, or opacity, k_{n}, which is the fraction of intensity I absorbed per unit length.
source sink
term termIn thermodynamic equilibrium, Kirchoff's law states that emission and absorption occur at the same rate (the principle of detailedbalance). If this were not truesay absorption were greater than emissionthen the gas would heat up and the gas would not be in thermodynamic equilibrium. If emission were greater than absorption, the gas would cool. In either case, ultimately the gas would come back into equilibrium then emission exactly balances absorption. In this special case, of course, dI = 0, and I = B_{n}(T), the Planck function, so in the RayleighJeans limit equation (1) implies that
B_{n}(T) = h_{n}/k_{n} = 2kT_{e}n^{2}/c^{2}. (2)We will come back to this relationship between emissivity and absorption coefficient in a moment.
Consider a cool cloud with a hot source of radiation behind it. The radiation will enter the cloud with intensity I_{o}, but will be absorbed on passing through the cloud.Equation of Radiative TransferIn this case, we are assuming that the cloud itself provides negligible emissivity, so equation (1) becomes dI =  k_{n}Idl,where I is the intensity entering each volume element. This is a trivial differential equation whose solution is
L I = I_{o}exp( k_{n} dl). 0 Note that the integration is taken along the line of sight from the observer. In the case where the absorption is constant, of course, k_{n} can be brought out of the integral. The integral quantity is a dimensionless quantity called the optical depth, and designated t_{n}. Using this notation, the intensity exiting the cloud is just
I = I_{o}e^{t}The optical depth is a convenient way to refer to the "thickness" of a cloud. It basically measures how many efoldings of intensity reduction the cloud's thickness represents. A cloud with t_{n} >> 1 is said to be optically thick, while a cloud with t_{n} << 1 is optically thin. Optical depth unity is thus an important dividing point between regimes.
We can rearrange equation (1) to give a firstorder ordinary differential equation (the equation of radiative transfer) for I, i.e.Opacity of Emission MechanismsdI/dl + k_{n }I = h_{n} . (3)Such a differential equation can be solved by use of an integrating factor, so let us remind ourselves of that approach:
The above equation is of the form y' + p(x) y = q(x), where y = I, x = l, p(x) = k_{n}, and q(x) = h_{n}. To obtain the integrating factor m(x), multiply through by m(x) and seek a solution [m(x)y]' = m(x)q(x), that is:
m(x)y' + m(x)p(x)y = m(x)q(x)
and
m(x)y' + m(x)' y = m(x)q(x)
from which we identify m(x)' = m(x)p(x). The solution to this gives the integrating factor m(x) = e^{p}^{(}^{x}^{)}^{dx} = e^{kn dl}. Using this integrating factor, we can solve the easier equation [m(x)y]' = m(x)q(x), i.e.
m(x)q(x)dx. y =___________________ m(x)We want to use this form to solve the equation, but in order to do so we have to be very clear about the geometry this applies to. Below is the new geometry we are now interested in. We are considering an emitting element as before, but it is located at l'', somewhere along the path from 0 to l, and we will integrate over all emitting elements of length dl' from 0 to l. The key thing to notice is that emission from the element at l'' will only be absorbed over the remaining length, from l'' to l.
Substituting the values for x, y, m(x), q(x) in the above equation, we have the differential equation we wish to solve:
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It is at the point of integrating both sides with respect to l that we have to introduce the "dummy" integration variable l'' on the righthand side, which corresponds to the location of our volume element as in the above figure.
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We now isolate I(l) on the left to get:
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Note that the exponential outside the integral over dl'' is a constantit is just a numerical factor. Hence, it can be moved inside the integral for an important simplification:
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The interpretation of the integral quantity is that the emission from an element at position dl'' along the raypath is absorbed by the overlying material, i.e. there is extinction of the emission found by integrating the absorption coefficient from l'' to l, the top of the column. Finally, we can use the concept of optical depth we introduced earlier, which is formally just a change of variable:
When we do this, the limits of the integration, originally from 0 to l, go from t to 0, because optical depth is defined, as the name implies, as a depth from 0, where we are, to the depth of the source.
It is very useful to look at this equation in the case of a homogeneous source, i.e. one for which both the emissivity and absorption coefficient are constant along the ray path. In that case, h_{n} and k_{n} can be taken out of the integral, and we obtain:
I = I_{o}e^{t} + h_{n}/k_{n }(1 e^{t}). (5  homogeneous source)Note that the first term is just the same solution we got in the previous section, and represents the contribution of an external source along the line of sight. The second term represents the contribution from the internal emission and absorption of the cloud. Now we come to a nice simplification that we can use in the RayleighJeans approximation. We write I = 2kT_{b}n^{2}/c^{2}, I_{o} = 2kT_{o}n^{2}/c^{2}, and from equation (2), h_{n}/k_{n} = 2kT_{e}n^{2}/c^{2} to obtain:T_{b} = T_{o}e^{t} + T_{e }(1 e^{t}), (6  thermal source)where T_{b} is the brightness temperature that we introduced in the first lecture, we have characterized the intensity of the external source in terms of an equivalent temperature T_{o}, and we have used equation (2) to relate the ratio of emissivity to absorption coefficient as the Planck function. We have essentially divided equation (5) by 2kn^{2}/c^{2}. The use of equation (2), of course, assumes thermodynamic equilibrium, so it only holds for a thermal source. However, equation (6) still holds for homogeneous nonthermal sources so long as we replace T_{e} with T_{eff} = E/k :There is one additional approximation that is very useful. Recall the two regimes of optical depth, t_{n} >> 1 (optically thick), and t_{n} << 1 (optically thin). In these two regimes, equation (6') becomes:h_{n}/k_{n} = 2kT_{eff}n^{2}/c^{2}. (2')
T_{b} = T_{o}e^{t} + T_{eff }(1 e^{t}). (6'  nonthermal source)T_{b} = T_{eff}, t_{n} >> 1 (optically thick regime) (7a)
T_{b} = T_{o}(1 t) + T_{eff}t. t_{n} << 1 (optically thin regime) (7b)In many cases, it is convenient to think about a given situation in terms of equations (7), although one should keep in mind the form of the more correct equations (6 and 6').
One more reminder, equations (5), (6) and (7) all assume a homogeneous source. It is very common and useful when thinking about radiative transfer to consider plane parallel atmospheres, i.e. a stack of homogeneous slices of atmosphere (usually limited to one or two!) that represent the "equivalent" situation. However, when one actually wants to model a true situation where inhomogeneity is important, it is necessary to go back to equation (4), which contains no approximations. To do that, one obviously needs to know both h_{n} and k_{n} separately, so that is what we will explore next.
In the previous lecture we wrote down some expressions for emissivity for certain emission mechanisms. However, in radio astronomy it is often simpler to use equations (6) or (7), which require the opacity of a given mechanism, instead of the emissivity. Note that equation (2') shows that these are quite simply related, and in fact I wrote down the emissivities in the previous lecture from expressions for opacity that I found in the literature, by converting from opacity to emissivity using equation (2').More on PropagationWe are now in a position to understand the radio spectrum due to various emission mechanisms by considering the expression for opacity for each mechanism, and the equations (7).
Thermal Bremsstrahlung
Let's start with thermal bremsstrahlung (freefree emission). The emissivity was given in Lecture 2 as:h_{n} = (2^{6}pe^{6}/3m_{e}c^{3})(2p/3m_{e}kT)^{1/2} n_{e}n_{i}Z^{2 }G_{ff}(T,n).which we noted was independent of frequency except for a slight frequency dependence of the Gaunt factor G_{ff}(T,n). Using (2), we havek_{n} = (1/3c)(2p/3)^{1/2}(n_{p}/n)^{2}[4pn_{e}S(n_{i}Z_{i}^{2})e^{4}/m_{e}^{1/2}(kT)^{3/2}]G_{ff}(T,n)where two values for the Gaunt factor are given for conditions of the solar atmosphere. Note that the optical depth goes as n^{2}, so is greater at lower frequencies.
= 9.78 x 10^{3}n_{e}S(n_{i}Z_{i}^{2})/(n^{2}T^{3/2}) (8)
x { 18.2 + ln T^{3/2 } ln n (T < 2 x 10^{5} K) 24.5 + ln T^{ } ln n (T > 2 x 10^{5} K) The complete spectrum, for conditions of the solar corona (T = 10^{6} K, fully ionized hydrogen + 10% helium) will be found by inserting (8) into (6), assuming ^{t =k dl = k L}, where L is the relevant length of the line of sight through the corona, typically taken to be the density scale height L = 0.1 R_{sun}. The figure below plots the brightness temperature spectrum, assuming that the corona overlies a 10,000 K, optically thick chromosphere.
Thermal Bremsstrahlung brightness temperature spectrum for an isothermal
solar corona at 10^{6} K, plus a 10,000 K chromosphere. The dashed line shows
the result without a chromosphere.This is the brightness temperature spectrum. The flux density spectrum is obtained from equation (5) of Lecture 1, where the brightness is integrated over the source size or the beam size, whichever is smaller.
Gyroresonance Emission
In Lecture 2 we gave the emissivity for thermal gyroresonance emission. Here is the corresponding expression for opacity:k_{n}(s,q) = p^{2}/4c [m_{s}d(wm_{s})/dw]^{1}(n_{p}^{2}/n)(s^{2}/s!) [s^{2}b^{2}sin^{2}q /2]^{s1}[b cos q]^{1}where s = +1 for omode (circular polarization in which the electric vector rotates in the direction opposite the direction of the spiraling electrons, and s = 1 for xmode (circular polarization in which the electric vector rotates in the same direction as the electrons), and m_{s} is the index of refraction for the mode. To use this with equation (6), one must multiply by an appropriate scale length. For the case of gyroresonance emission, the scale length is derived from the narrowness of the resonance around sn_{B}, given by the exponential "lineshape" term in (9). An appropriate scale length is L = 2L_{B}b cos q, where L_{B} = B/grad(B) is the scale length of the magnetic field. Note that to determine the overall opacity, one calculates (9) separately for s = 1, 2, 3..., and then adds the contributions to get an overall opacity. A numerical calculation, given an atmospheric structure of n_{e}, T_{e}, B, and q as a function of position along the line of sight is straightforward.
x exp[(1 sn_{B}/n)^{2}/(2 m_{s}^{2}b^{2}cos^{2}q)](1 scos q)^{2} (9)
Thermal gyroresonance brightness temperature spectrum for an isothermal
solar corona at 10^{6} K, plus a 10,000 K chromosphere. The line spectrum is
what we would see if the magnetic field were uniform at 500 G. The smooth
spectrum shown by the heavy line is that expected in the more physical case
of a smoothly varying magnetic field, with maximum field strength 500 G.Gyrosynchrotron Emission
Recall that gyrosynchrotron emission is the same basic mechanism as gyroresonance, but for higherenergy electrons, and so the emission occurs at higher harmonics, typically in the range s = 5100. These electrons may have a "superhot" thermal distribution, or a powerlaw energy distribution, or any other physical distribution. Analytical expressions for the thermal case are possible but extremely complicated (see Dulk, 1985, pg 179). Analytical expressions for the powerlaw case are not possible, but numerical calculations show that the dependence of the emissivity and absorption coefficient are sufficiently simple over some parameter ranges that empirical expressions can be given.Here are the plots of emissivity, opacity, effective temperature (ratio of emissivity to opacity), and degree of polarization (top four panels), for a powerlaw distribution:
From Dulk (1985), Ann. Rev. Astronomy & Astrophysics, 23, 169. Solid lines are for q = 40o, while dashed lines
are for q = 80o. The top four panels are for powerlaw electron distributions, while the bottom two panels are for
a thermal distribution of electrons.Note that these loglog plots show some curvature at low harmonics, but above about s=10 they are nearly straight lines (i.e. powerlaws) in the various parameters. By fitting powerlaw functions to them, the following empirical equations were derived that give reasonably accurate results in the range s = 10100:
The plot of T_{eff} shows the optically thick spectral shape, while the plot of h_{n} shows the optically thin spectral shape. I want to show how the spectral shape varies as the number of particles changes, which I will do interactively in Photoshop... Note that both h_{n} and k_{n} are scaled by the number density, N, of radiating electrons, which makes sense. They are also shown scaled oppositely with respect to B, but I am not sure of the reason.
At the beginning of this lecture we noted that we were considering propagation along a raypath. What do we mean by that? As the em waves propagate, they can refract due to the changing index of refraction in the plasma. We need to derive the general formula for the index of refraction. We have also mentioned several times that electromagnetic radiation can be in the xmode or omode, which are two modes of opposite circular polarization. It is time to introduce something about that. A full treatment is well beyond the scope of this lecture, so I just want to introduce the subject and write down the full expressions for propagation of these two modes in a plasma.Overview of the Emission and Propagation ProcessConsider a geometry with propagation of an em wave (k direction) at some angle q from the magnetic field, and define the plane containing k and B as the xy plane. The part of B along k we will call B_{L}, and the part transverse to k we will call B_{T}. We can write down the equations of motion for electrons under the Lorentz force, and we can introduce the influence of collisions by considering a collision frequency n_{c}, and write the average force (average rate of loss of momentum) as mvn_{c}. Writing time derivatives with primes (e.g. a_{x} = x'' and v_{x} = x'), the three equations of motion for different components are:
mx'' = eE_{x} ez'B_{T}/c  mx'n_{c}We then seek wave solutions to this set of coupled equations using the fourier method, and write the resulting equations in terms of the volume polarization, e.g. P = n_{e}ex. The solution is a bit complicated, and makes use of some relations that we would have to take time to develop, but the end result is the Appleton formula, which is the index of refraction in a plasma, written in terms of ratios of frequencies:
my'' = eE_{y}  ez'B_{L}/c  my'n_{c}
mz'' = eE_{z} + ex'B_{T}/c  ey'B_{L}/c  mz'n_{c}X = w_{p}^{2}/w^{2 };where w_{p}^{2} is the plasma frequency that we mentioned earlier, W_{B} is the gyrofrequency, and n_{c} is the collision frequency. The index of refraction is:
Y = W_{B}/w ;
Z = n_{c}/w ;where s = +1 for omode and s = 1 for xmode (as before when we gave the expression for gyroresonance opacity). Here, Y_{L} and Y_{T} are the longitudinal and transverse parts Y, and involve the gyrofrequency for the corresponding components of B_{L} and B_{T}. When we can ignore collisions (Z = 0), the index of refraction becomes purely real and we have:
X n^{2} = 1  (Appleton formula) 1  iZ  Y_{T}^{2}/2(1  X  iZ) + s[Y_{T}^{4}/4(1  X  iZ)^{2} + Y_{L}^{2}]^{1/2}
2X(1  X) m^{2} = 1  (AppletonHartree formula) 2(1  X)  Y_{T}^{2} + s[Y_{T}^{4} + 4(1  X)^{2}Y_{L}^{2}]^{1/2} Let's look at some results of this formula:
No magnetic field and no collisions
In this case, the index of refraction becomes very simple:m^{2} = 1  X = 1  w_{p}^{2}/w^{2}In most mediums you may be familiar with, you are used to the index of refraction being greater than one, but for a plasma (with no magnetic field) the index of refraction is always less than 1. Since the index of refraction is the ratio of speed of light in a vacuum to phase speed in the medium, this means that the phase speed in the medium exceeds the speed of light! But the group speed is less than the speed of light, so it does not violate special relativity. Note what happens when w < w_{p}. In this case, the index of refraction becomes imaginary (m^{2} < 0), and the em wave is evanescent (cannot propagate). So there is a limit to how low a frequency the plasma can support, and waves at frequencies below the plasma frequency cannot propagate (see the figure below).
Notice that the emission from this type III burst, which is due to plasma emission at the
local plasma frequency, stops abrubtly at about 7 kHz. That is because the Ulysses
spacecraft is embedded in plasma whose plasma frequency is 7 kHz, so radio waves
at frequencies less than this cannot reach the spacecraft. You can determine the local
electron density from this fact.As another example, if one sends a radio wave from the ground, vertically through the Earth's ionosphere, it will propagate upward initially with m^{2} = 1, but as it enters the ionized medium (the plasma) m will become smaller as the density increases (as w_{p} increases). If the frequency of the wave is high enough (above about 8 MHz), m will never reach zero, so although the group speed slows down (the signal is delayed), it still makes it through. However, if the frequency is below 8 MHz, the wave will propagate only until m = 0, at which point it will reflect and propagate downward. This is why shortwave radio signals skip off the ionosphere. If the propagation is not vertical, but is instead at some angle f_{o} from the ground, then the reflection will occur earlier, when Snell's Law, m sin f = m_{o} sin f_{o} is satisfied for f = 90. Thus, the reflection will occur at a value m = sin f_{o}. So for radio waves propagating at some angle, the reflection will occur even at higher frequencies, up to 25 MHz or more. The ionosphere and the ground form a kind of waveguide for shortwave communication. It is worthwhile in this context to mention that when collisions are important, the radiation can be absorbed (due to imaginary part of m^{2}). This occurs when solar Xrays ionize the lower atmosphere of Earth (the ionosphere, normally collisionless, extends to lower heights of higher density), and can cause loss of shortwave communication (socalled shortwave fadeout).
Magnetic field, no collisions
In this case, the plasma becomes birefringent, that is, there are two distinct modes in the plasma, again called the omode and the xmode. Let's see where the index of refraction reaches zero (that is, where the waves become evanescent, or reflect):X = 1 (omode)The top two expressions are the reason that plasma emission tends to be omode polarized in the solar corona. Plasma emission, by its very nature, is generated near the plasma frequency, which is allowed for omode, since there m = 0, but is not imaginary. For xmode, however, the second expression X = 1  Y says that frequencies w < w_{p} + W_{B}/2 will be evanescent. Since the plasma emission is generated at w = w_{p}, this condition is fulfilled, and the xmode is evanescent and thus not produced. There is a thermal width to the plasma frequency resonance, however, so in some cases some xmode emission can escape, but only for small B.
X = 1  Y (xmode, valid for Y < 1)
X = 1 + Y (xmode, valid for Y > 1)In the example of reflection from the Earth's ionosphere, one must take into account the Earth's magnetic field. As a consequence, for normal propagation, omode polarized radiation will reflect at the layer where X = 1, (i.e. w = w_{p}, as before), but xmode radiation will reflect at a lower layer, where X = 1  Y.
To put all of this together, we have the following processes:
 emission from single, charged particles occurs typically due to accelerations by various forces, although any process that leads to transverse electric fields will lead to radiation.
 electrons are far more efficient than ions for radiation
 radiation process is defined by the cause of the accelerations
 more than one radiation process can be active at once
 to determine the emissivity for a radiation process, one must integrate over a distribution of particles
 thermal emission
 nonthermal emission => powerlaw distribution or other, more complex distributions
 the radiation propagates through the plasma
 may refract due to changing index of refraction
 intensity increases along the raypath up to a point, but when the plasma becomes optically thick, the intensity is fixed at that due to the appropriate effective temperature.