MATHEMATICAL & PHYSICAL CONCEPTS IN QUANTUM MECHANICS

Operators

An operator is a symbol which defines the mathematical operation to be cartried out on a function.

Examples of operators:

d/dx = first derivative with respect to x

Ö = take the square root of

3 = multiply by 3

Operations with operators:

If A & B are operators & f is a function, then

(A + B) f = Af + Bf

A = d/dx, B = 3, f = f = x2

(d/dx +3) x2 = dx2/dx +3x2 = 2x + 3 x2

ABf = A (Bf)

d/dx (3 x2) = 6x

Note that A(Bf) is not necessarily equal to B(Af):

A = d/dx, B = x, f = x2

A (Bf) = d/dx(x× x2) = d/dx (x3) = 3 x2

B (Af) = x (d/dx x2) = 2 x2

In general, d/dx (xf) = f + x df/dx = (1 + x d/dx)f

So d/dx x = 1 + x d/dx

Since A & B are operators rather than numbers, they don’t necessarily commute. If two operators A & B commute, then

AB = BA

and their commutator = 0:

[A,B] = AB -BA = 0

(Numbers always commute: 2× 3 f = 3× 2 f; [2,3] = 0)

What is the commutator of d/dx & x?

[d/dx,x] = ?

Since we have shown that d/dx x = 1 + x d/dx, then

[d/dx,x] = d/dx x - x d/dx = 1

What is the commutator of 3 & d/dx?

[3,d/dx] f = 3 d/dx f - d/dx 3 f = 3 d/dx f - 3 d/dx f = 0 =

[d/dx,3]

Equality of operators: If Af = Bf, then A = B

Associative Law: A(BC) = (AB)C

Square of an operator: Apply the operator twice A2 = A A

(d/dx)2 = d/dx d/dx = d2/dx2

C = take the complex conjugate; f = eix

C f = (eix)* = e-ix

C2f = C (Cf) = C (e-ix) = (e-ix)* = eix = f

If C2f = f, then C2 = 1

Linear Operator: A is a linear operator if

A(f + g) = Af + Ag

A(cf) = c (Af)

where f & g are functions & c is a constant.

Examples of linear operators:

d/dx (f + g) = df/dx + dg/dx

3(f + g) = 3f + 3g

Examples of nonlinear operators:

Ö (f + g) is not equal to Ö f + Ö g

inverse (f + g) = 1/(f + g) is not equal to 1/f + 1/g

Cautionary note: When trying to determine the result of operations with operators that include partial derivatives, always using a function as a "place holder". For example, what is (d/dx + x)2?

(d/dx + x)2f = (d/dx + x) (d/dx + x) f

= (d/dx + x) (df/dx + xf)

= d/dx (df/dx + xf) + x (df/dx + xf)

= d2f/dx2 + d/dx (xf) + x (df/dx) + x2f

= d2f/dx2 + x df/dx + f + x (df/dx) + x2f

= (d2/dx2 + 2x d/dx + 1 + x2)f

So (d/dx + x)2 = (d2/dx2 + 2x d/dx + 1 + x2)

Eigenfunction/Eigenvalue Relationship:

When an operator operating on a function results in a constant times the function, the function is called an eigenfunction of the operator & the constant is called the eigenvalue

A f(x) = k f(x)

f(x) is the eigenfunction & k is the eigenvalue

Example: d/dx(e2x) = 2 e2x

e2x is the eigenfunction; 2 is the eigenvalue

How many different eigenfunctions are there for the operator d/dx?

df(x)/dx = k f(x)

Rearrange the eq. to give: df(x)/f(x) = k dx

and integrate both sides: ò df(x)/f(x) =ò k dx

to give: ln f = kx + C

f = ekx+C = ekx eC = ekx C’, C’ = eC

Since there are no restrictions on k, there are an infinite number of eigenfunctions of d/dx of this form.

C’ is an arbitrary constant. Each choice of k leads to a different solution. Each choice of C’ leads to multiples of the same solution.

Any eigenfunction of a linear operator can be multiplied by a constant and still be an eigenfunction of the operator. This means that if f(x) is an eigenfunction of A with eigenvalue k, then cf(x) is also an eigenfunction of A with eigenvalue k. Prove it:

A f(x) = k f(x)

A [cf(x)] = c [Af(x)] = c [kf(x)] = k [cf(x)]

To specify the type of eigenfunction of d/dx more definitively, one can apply a physical constraint on the eigenfunction, as we did with the Particle in a Box:

c ekx must be finite as x ® +¥

The most general k is a complex number: k = a + ib

Then c ekx = ce(a+ib)x = c eax eibx = c eax (cos bx + isin bx)

Since eax ® ¥ for x ® +¥ , a must be 0

b can be any number

So c eibx is the correct eigenfunction of d/dx.

Relationship of Quantum Mechanical Operators to Classical Mechanical Operators

In the 1-dimensional Schrödinger Eq.

[(-h2/2m) d2/dx2 + V(x)] y (x) = E y (x),

y (x) is the eigenfunction, E is the eigenvalue, & the Hamiltonian operator is

(-h2/2m) d2/dx2 + V(x)

The Hamiltonian function was originally defined in classical mechanics for systems where the total energy was conserved. This occurs when the potential energy is a function of the coordinates only. this is the type of system to be studied with quantum mechanics.

The classical Hamiltonian expressed Newton’s Eq. of Motion such that the energy was a function of the coordinates (x,y,z) & conjugate momentum (px, py, pz) where

px = m vx vx = px /m

with m = mass & vx = velocity in the x-direction

Classical kinetic energy (KE) is defined as

KEx = (1/2) m vx2 = px2/(2m)

The classical Hamiltonian function is defined as the sum of the kinetic energy (a function of momentum) & the potential energy (a function of cordinates)

H = px2/(2m) + V(x)

for a 1-dimensional system

Comparison to the Schrödinger Eq. shows that

(-h2/2m) d2/dx2 « px2/(2m)

Some Postulates of Quantum Mechanics:

(1) Postulate: For every physical property, there is a quantum mechanical operator

(2) Postulate: To find the operator, write the classical mechanical expression for the property

F(x,y,z,p x, py, pz)

then substitute as follows:

Each coordinate operator, q, is replaced by multiplication by the coordinate

operator q = q× q=x,y,z

Each Cartesian component of momentum (px, py, pz) is replaced by the operator

pq = (h/i) / q = -i h / q, q=x,y,z

So operator x = x× , etc. , px = -i h / x, etc.

Then px2 = (-i h / x) 2 = (i) 2h2 2/ x2 = - h2 2/ x2

Potential energy functions are usually functions of the coordinates, such as

V(x) = a x2

In general, the operator V(x) is replaced by multiplication by V(x): V(x) ×

In summary

Classical mechanics (1-dimension)

H = T + V = KE + PE = px2/(2m) + V(x)

Quantum mechanics (1-dimension)

H (operator) = T (operator) + V (operator)

= - (h2/2m) d2/dx2 + V(x)

(3) Postulate: The eigenvalues of a system are the only value a property can have

H = Hamiltonian energy operator = - (h2/2m) d2/dx2 + V(x)

H y i = E i y i i=1,2,.. different states

Measurement of the energy of the system will result in one of the E i (eigenvalues, observables)

Example: Is Y (x,t) an eigenfunction of the px operator for the 1-dimensional particle in a box?

Y (x,t) = eiEt/h y (x) state function

y (x) = Ö (2/L) sin (np x/L), En = n2h2/(8mL2)

px = -i h / x

For Y (x,t) to be an eigenfunction of px, must have

pxY (x,t) = c Y (x,t)

But d/dx sin (Ax) = A cos (Ax), so Y (x,t) is not an eigenfunction of px

Example: Is Y (x,t) an eigenfunction of the px2 operator for the 1-dimensional particle in a box?

px2 Y (x,t) = - h2(d2/dx2) { eiEt/h Ö (2/L) sin (np x/L)}

= - h2 eiEt/h Ö (2/L) (np /L) d/dx cos (np x/L)

= h2 eiEt/h Ö (2/L) (np /L) 2 sin (np x/L)

= h2 (np /L) 2{ eiEt/h Ö (2/L) sin (np x/L)}

= h2 (np /L) 2 Y (x,t)

= h2 (n2/(4L 2) Y (x,t) Yes

Since n=1,2,.., the eigenvalue h2 (n2/(4L 2) is quantized.

Find the eigenfunctions of px.

px g(x) = k g(x)

-ih dg/dx = k g

dg/g = (ik/ h) dx

ln g = (ik/ h)x + C

g = A e(ik/ h)x

To keep g well-behaved as x ® + ¥ , k must be real. So the eigenvalues of px are all the real numbers k, - ¥ < k < ¥ .

Forms of Operators in 3-Dimensions & More Than 1 Particle

One particle in 3-dimensions:

T = (-h2/2m) ( 2/ x2 + 2/ y2 + 2/ z2)

= (-h2/2m) Ñ 2 Ñ 2 is the Laplacian operator

H y (x,y,z) ={(-h2/2m)Ñ 2 + V(x,y,z)}y (x,y,z)=E y (x,y,z)

The probability of finding the particle at time t in a region bounded by (x,y,z) & (x+dx,y+dy,z+dz) is

½ y (x,y,z,t)½ 2dx dy dz dt = dx dy dz

1 = ò -¥ ¥ ò -¥ ¥ ò -¥ ¥ ½ y (x,y,z,t)½ 2dt

 

n particles in 3-dimensions:

Particle i has mass mi, position (xi, yi, zi) and momentum (pxi, pyi, pzi)

T = (-h2/2m1) ( 2/ x12 + 2/ y12 + 2/ z12) +

(-h2/2m2) ( 2/ x22 + 2/ y22 + 2/ z22) + ... +

(-h2/2mn) ( 2/ xn2 + 2/ yn2 + 2/ zn2)

n

= S (-h2/2mi) Ñ i2

i=1

If V depends only on the Cartesian coordinates,

V = V (x1,y1,z 1, ..., xn,yn,zn)

Then y = y (x1,y1,z1, ..., xn,yn,zn) and

n

H y = {S (-h2/2mi) Ñ i2 + V (x1, ...,zn)}y = E y

I=1

The probability of finding the first particle in a region bounded by (x1,y1,z1) & (x1+dx1,y1+dy1,z1+dz1), the second particle in a region bounded by (x2,y2,z2) & (x2+dx2,y2+dy2,z2+dz2), etc. is

½ y (x1,y1,z1,..., xn,yn,zn, t)½ 2dt

dt = dx1dy1dz1 ... dxndyndzn

1 = ò -¥ ¥ ...ò -¥ ¥ ½ y ( x1,y1,z1,..., xn,yn,zn, t)½ 2dt

Particle in a 3-Dimensional Box:

V(x,y,z) = 0 0 < x < a, 0 < y < b, 0 < z < c

y = 0 outside the box, as in the 1-dimensional case

Inside the box: H y = E y

(-h2/2m) ( 2/ x2 + 2/ y2 + 2/ z2) = E y

Solve by Method of Separation of Variables: Assume that y is a product of functions, each depending only on one variable. This is a reasonable assumption because the potential has no cross terms (i.e. terms including products of variables)

y (x,y,z) = f(x) g(y) h(z)

H y = (-h2/2m) {g h d2f/dx2 + f h d2g/dy2 + f g d2h/dz2} =

E f(x) g(y) h(z)

Dividing both sides by f(x) g(y) h(z) gives:

(-h2/2m){ (1/f) d2f/dx2 + (1/g) d2g/dy2 + (1/h) d2h/dz2} = E

Can rewrite so that the left-hand side depends only on x & the right-hand side depends only on y & z:

(1/f) d2f/dx2 = (1/g) d2g/dy2 + (1/h) d2h/dz2 - 2mE/ h2

But this means that the left & right-hand sides must be equal to a constant.

Let kx = (1/f) d2f/dx2

Could rewrite the eq. so that the left-hand side depends only on y, etc. and get

ky = (1/g) d2g/dx2 kz = (1/h) d2h/dx2

with kx + ky + kz = -2mE/ h2

Can redefine the energy components as

kx = -2mEx/ h2, etc.

So that Ex + Ey + Ez = E

and (1/f) d2f/dx2 = -2mEx/ h2, etc.

Then d2f/dx2 + 2mEx/ h2 f = 0

d2g/dy2 + 2mEy/ h2 g = 0

d2h/dz2 + 2mEz/ h2 h = 0

Boundary Conditions: Functions must be zero at the walls.

f(x) = 0 at x = 0, a

g(y) = 0 at y = 0, b

h(z) = 0 at z = 0, c

So the solutions are the same as for the 1-dimensional particle in a box:

f(x) = Ö (2/a) sin (nxp x/a), Ex = (nx2h2)/(8ma2), nx=1,2,...

g(y) = Ö (2/b) sin (nyp y/b), Ey = (ny2h2)/(8mb2), ny=1,2,...

h(z) = Ö (2/c) sin (nzp z/c), Ez = (nz2h2)/(8mc2), nz=1,2,...

E = Ex + Ey + Ez = (h2)/(8m) {nx2/a2 + ny2/b2+ nz2/c2}

with the quantum numbers nx, ny, nz varying independently

y (x,y,z) = Ö [8/(abc)]sin (nxp x/a) sin (nyp y/b) sin (nzp z/c)

Normalize y :

1 = ò -¥ ¥ ò -¥ ¥ ò -¥ ¥ ½ y (x,y,z,t)½ 2dt

= ò 0adx ½ f(x)½ 2 ò 0bdy ½ g(y)½ 2 ò 0cdz ½ h(z)½ 2

But each function is separately normalized

1 = ò 0adx ½ f(x)½ 2, etc.

so y is automatically normalized.

Consider a particle in a cube: a = b = c,

E = (h2)/(8m a2) {nx2 + ny2+ nz2}

or {nx2 + ny2+ nz2} = (E 8m a2)/ h2

Tabulate

nx ny nz 111 211 121 112 122 221 212

{nx2 + ny2+ nz2} 3 6 6 6 9 9 9

nx ny nz 113 131 311 222 etc

{nx2 + ny2+ nz2} 11 11 11 12

Degeneracy occurs when two or more independent wavefunctions correspond to states with the same energy eigenvalue

Each set of (nx ny nz) corrsponds to an independent wavefunction. Since there are 3 independent wavefunctions which give {nx2 + ny2+ nz2}= 6, the corresponding energy level is said to be 3-fold degenerate.

A rectangular box wouldn’t have degenerate energy levels. Degeneracy is related to the symmetry of the system.

The degree of degeneracy of an energy level equals the number of linearly independent wavefunctions corresponding to that value of the energy.

A set of n functions is said to be linearly independent if no member of the set can be written as a linear combination of the others.

y 1, y 2, y 3, etc are linearly independent if

c1y 1 + c2y 2 + ... + cny n = 0 only if c1 = c2=...= cn= 0

Example: f1 = 3x, f2 = 5x2 - x, f3 = x2

f2 = 5 f3 - f1/3 not linearly independent

Example: f1 = 1, f2 = x, f3 = x2 linearly independent

Theorem: For any set of linearly independent eigenfunctions of the Hamiltonian operator, (y 1, y 2,..., y n), with eigenvalue w , any linear combination of these eigenfunctions is also an eigenvalue of H with eigenvalue w .

Prove that for

H f = w f

if f = c1 y 1 + c2 y 2 +...+ cn y n ,

then H y i = w y i for i = 1,...,n

Proof: H f = H (c1 y 1 + c2 y 2 +...+ cn y n)

= c1 Hy 1 + c2 H y 2 +...+ cn H y n

= c1 w y 1 + c2 w y 2 +...+ cn w y n

= w (c1 y 1 + c2 y 2 +...+ cn y n)

= w f

Note that the degree of degeneracy of energy level w is the number of linearly independent eigenfunctions (n) belonging to that level.

Average (or Expectation) Value of a Physical Property:

For a quantity that depends on discrete changes in the variables, the average value is defined by a sum

F - the physical property

<F> - average value of F

N - the number of systems that are measured

fi - an observed value of F

nf - the number of times f is observed

f - a possible value of F

N N

<F> = S fi /N = S nf f /N

i=1 i=1

Example: In a class there are 9 (N=9) students. On a quiz the grades are: 0 (f1), 20 (f2), 20 (f3), 60 (f4), 60 (f5), 80 (f6), 80 (f7), 80 (f8), 100 (f9). There are 5 questions & each question is either all right (20 points) or all wrong (0 points). Calculate the average grade.

N

<F> = S fi /N = (1/9) [0 + 20 + 20 + 60 + 60 + 80 + 80 +

i=1